Individual Financial Planning & Portfolio Management

Ethics and Regulation

Anchor Capital Management, LLC and its staff are committed to the highest levels of confidentiality and ethical practice. As a Certified Financial Planner Practitioner™, Anne Chernish has subscribed to the code of ethics of the Certified Financial Planner Board of Standards.

The full text of the code is available online at Board site

As a Registered Investment Advisor (RIA), Anchor Capital Management, LLC., through all of its employees is also bound by the rules and regulations of the Securities and Exchange Commission. Anne Chernish is a New York Life Insurance Consultant bound by the regulations of the Insurance Commissioner of the State of New York.

CFP®, CERTIFIED FINANCIAL PLANNER and CFP are certification marks owned by the Certified Financial Planner Board of Standards, Inc. These marks are awarded to individuals who successfully complete the CFP Board's initial and ongoing certification requirements.

"RIA" means we are registered with the state of New York. Registration does not mean a government agency approves an advisor or reviews their qualifications.